1 devops engineer 2 jobs found in New York

The Manager of our Trade Operations is responsible for leading the firm's order acceptance, execution and reporting functions across both the Broker-Dealer (BD) and Registered Investment Advisor (RIA) businesses. This role oversees critical trading functions including order acceptance, order allocations, best execution, order rules management, regulatory reporting, margin oversight, and trade corrections. The position also leads team governance initiatives, partnering closely with Compliance, Technology, custodial partners, and business stakeholders to drive operational excellence, risk management, and an exceptional advisor and client experience. You will Primary responsibility is the management of a team accepting securities orders, and questions regarding securities orders, from financial advisors and clients. Actively monitoring the team for adherence to our service level agreements and procedures. Responsible for managing the firm’s implementation of the order...