697 compliance specialist jobs found

In this position you will submit regulatory filings required to do business within each state. You will collaborate with internal business partners to ensure timely and accurate filing and compliance with state laws and regulations. Research laws, regulations and requirements to determine their impact on the organization's filing process, procedures and guidelines and subsequently alter business processes to ensure compliance as changes occur. Additionally, you will identify and implement process improvements to enhance operational efficiency. This position will report to the Senior Manager, Regulatory Reporting and Compliance. Position Compensation Range: $61,000.00 - $101,000.00 Pay Rate Type: Salary Compensation may vary based on the job level and your geographic work location. Relocation support is offered for eligible candidates. Primary Accountabilities Ensure regulatory and stat reporting compliance for Enterprise. Identify Industry trends and...

Taking care of people is at the heart of everything we do, and we start by taking care of you, our valued colleague. A career at Sedgwick means experiencing our culture of caring. It means having flexibility and time for all the things that are important to you. It’s an opportunity to do something meaningful, each and every day. It’s having support for your mental, physical, financial and professional needs. It means sharpening your skills and growing your career. And it means working in an environment that celebrates diversity and is fair and inclusive.  A career at Sedgwick is where passion meets purpose to make a positive impact on the world through the people and organizations we serve. If you are someone who is driven to make a difference, who enjoys a challenge and above all, if you’re someone who cares, there’s a place for you here. Join us and contribute to Sedgwick being a great place to work. Great Place to Work® Most Loved Workplace®  Forbes Best-in-State Employer...

Overview The Third Party Risk Management Associate Program Analyst (“Analyst”) will be responsible for supporting the Global Third Party Due Diligence (“TPDD”) Program and effectively managing third party risk in accordance with company policies and regulatory guidance. Analyst is responsible for supporting the TPDD program in identifying and assessing third-party risk, proposing new or evaluating existing controls and partnering with lines of business and subject matter experts to conduct TPDD per program requirements. Analyst plays a key role in supporting due diligence workflows and monitoring and reporting third-party risks.   This role will be hybrid out of our Cleveland, OH office. Responsibilities How You’ll Make an Impact Act as an integral part of a TPDD team, support in deploying a standardized Third-Party Risk Management Framework, including US & International tools. Review and validate risk...

Company: MMC Corporate Description: We are seeking a talented individual to join our Legal, Compliance & Public Affairs team at Marsh McLennan . This role will be based in New York, and it is a hybrid role with a requirement of working at least three days a week in the office. As a Senior Compliance Specialist , you will report to one of Marsh McLennan Agency’s (MMA) Senior Compliance Officers and be responsible for executing on compliance priorities across MMA’s business insurance (including P&C), employee health & benefits insurance, and private lines practices. Additionally, you will support MMA’s compliance culture by helping to support implementations ranging from regulatory compliance, policy and procedures, training, monitoring and investigations. You will also advise business colleagues on compliance and regulatory matters. The Legal, Compliance and Public Affairs (LCPA) department promotes a culture in which ethical, lawful, and risk mindful...

Overview Responsible for executing quality and compliance assessments and/or engaging in regulatory management activities, including responsibility for annual SIU compliance reporting and oversight of the DOI consumer complaint process. Partners with key stakeholders to improve compliance with state laws and measures adherence to internal claims procedures. Acts as a trusted advisor for the business. Delivers actionable reporting on time and meets compliance deadlines. Maintains a solid understanding of AmTrust’s mission, vision, and values. Upholds the standards of the AmTrust organization. Responsibilities 1.Performs moderately complex scheduled assessments of key business processes, state requirements, and legal activities, under limited supervision. 2. Performs target assessments of a designated process to identify key opportunities to improve operational efficiency, claim outcomes, and/or customer experience. 3. Serves as an...

Founded in 2012, Seek Now has become one of the fastest growing companies in both the insurance tech and real estate tech spaces by enabling a gig-economy (called our Seeker network) for property inspections and real estate digital twins. In industries generally not known for being 'high-tech,' we pride ourselves on creating solutions previously thought impossible while at the same time being in a unique position to influence the future of how these industries works entirely. We foster an engaging, collaborative environment across many engineering and development disciplines such as web, mobile, computer vision, machine learning, drones, immersive 360° Walkthroughs, and novel AR/VR experiences.   Position Summary Seek Now is seeking a detail-oriented Technical and Compliance Specialist to join our team. This candidate must be located in the Dallas, San Antonio, Houston or Austin, TX area.  In this role, you will provide essential technical support to our field force while...

Founded in 2012, Seek Now has become one of the fastest growing companies in both the insurance tech and real estate tech spaces by enabling a gig-economy (called our Seeker network) for property inspections and real estate digital twins. In industries generally not known for being "high-tech," we pride ourselves on creating solutions previously thought impossible while at the same time being in a unique position to influence the future of how these industries works entirely. We foster an engaging, collaborative environment across many engineering and development disciplines such as web, mobile, computer vision, machine learning, drones, immersive 360° Walkthroughs, and novel AR/VR experiences.   Position Summary Seek Now is seeking a detail-oriented Technical and Compliance Specialist to join our team. This candidate must be located in the Northeast region.  In this role, you will provide essential technical support to our field force while ensuring compliance with the...

About MGT Insurance MGT is the first AI-driven, neo-insurer focused on evolving commercial P&C insurance for the brokers and small business owners. By combining the expertise of industry veterans with state-of-the-art technology, we are ushering in the next evolution of commercial insurance and working to move the industry forward through the use of modern technology, better processes, and a rock-star team. We seek visionary leaders who thrive in dynamic, entrepreneurial settings, and excel in autonomous roles. Job Summary: The Compliance Specialist will support the execution and continuous improvement of MGT Insurance’s compliance program. This role is critical in ensuring we meet our regulatory obligations across all jurisdictions where we operate. You will work cross-functionally with teams including product, actuarial, underwriting, claims, and legal to implement best practices, maintain licenses and filings, and uphold our reputation with regulators and...

Argo Group is a leader in specialty insurance with a vibrant culture built on respect, equality, wellness and opportunity. We’re an innovative organization that’s small enough to be agile and big enough to make a difference in our industry.    Our collaborative workplace is continuously evolving to ensure all employees feel:   Comfortable bringing their whole selves to work.   Confident that they will be treated respectfully.   Recognized for their performance and provided with equal opportunities to succeed.   At Argo, skill meets opportunity. If you’re wired to raise your hand and ask, “Where can I help?”, you’ll thrive with us.   Argo Group is a leader in specialty insurance with a vibrant culture built on respect, equality, wellness and opportunity. We’re an innovative organization that’s small enough to be agile and big enough to make a difference in our industry. Our workplace is continuously evolving to ensure all employees feel:...

Argo Group is a leader in specialty insurance with a vibrant culture built on respect, equality, wellness and opportunity. We’re an innovative organization that’s small enough to be agile and big enough to make a difference in our industry.    Our collaborative workplace is continuously evolving to ensure all employees feel:   Comfortable bringing their whole selves to work.   Confident that they will be treated respectfully.   Recognized for their performance and provided with equal opportunities to succeed.   At Argo, skill meets opportunity. If you’re wired to raise your hand and ask, “Where can I help?”, you’ll thrive with us.   Argo Group is a leader in specialty insurance with a vibrant culture built on respect, equality, wellness and opportunity. We’re an innovative organization that’s small enough to be agile and big enough to make a difference in our industry. Our workplace is continuously evolving to ensure all employees feel:...

Argo Group is a leader in specialty insurance with a vibrant culture built on respect, equality, wellness and opportunity. We’re an innovative organization that’s small enough to be agile and big enough to make a difference in our industry.    Our collaborative workplace is continuously evolving to ensure all employees feel:   Comfortable bringing their whole selves to work.   Confident that they will be treated respectfully.   Recognized for their performance and provided with equal opportunities to succeed.   At Argo, skill meets opportunity. If you’re wired to raise your hand and ask, “Where can I help?”, you’ll thrive with us.   Argo Group is a leader in specialty insurance with a vibrant culture built on respect, equality, wellness and opportunity. We’re an innovative organization that’s small enough to be agile and big enough to make a difference in our industry. Our workplace is continuously evolving to ensure all employees feel:...

Argo Group is a leader in specialty insurance with a vibrant culture built on respect, equality, wellness and opportunity. We’re an innovative organization that’s small enough to be agile and big enough to make a difference in our industry.    Our collaborative workplace is continuously evolving to ensure all employees feel:   Comfortable bringing their whole selves to work.   Confident that they will be treated respectfully.   Recognized for their performance and provided with equal opportunities to succeed.   At Argo, skill meets opportunity. If you’re wired to raise your hand and ask, “Where can I help?”, you’ll thrive with us.   Argo Group is a leader in specialty insurance with a vibrant culture built on respect, equality, wellness and opportunity. We’re an innovative organization that’s small enough to be agile and big enough to make a difference in our industry. Our workplace is continuously evolving to ensure all employees feel:...

Argo Group is a leader in specialty insurance with a vibrant culture built on respect, equality, wellness and opportunity. We’re an innovative organization that’s small enough to be agile and big enough to make a difference in our industry.    Our collaborative workplace is continuously evolving to ensure all employees feel:   Comfortable bringing their whole selves to work.   Confident that they will be treated respectfully.   Recognized for their performance and provided with equal opportunities to succeed.   At Argo, skill meets opportunity. If you’re wired to raise your hand and ask, “Where can I help?”, you’ll thrive with us.   Argo Group is a leader in specialty insurance with a vibrant culture built on respect, equality, wellness and opportunity. We’re an innovative organization that’s small enough to be agile and big enough to make a difference in our industry. Our workplace is continuously evolving to ensure all employees feel:...

Argo Group is a leader in specialty insurance with a vibrant culture built on respect, equality, wellness and opportunity. We’re an innovative organization that’s small enough to be agile and big enough to make a difference in our industry.    Our collaborative workplace is continuously evolving to ensure all employees feel:   Comfortable bringing their whole selves to work.   Confident that they will be treated respectfully.   Recognized for their performance and provided with equal opportunities to succeed.   At Argo, skill meets opportunity. If you’re wired to raise your hand and ask, “Where can I help?”, you’ll thrive with us.   Argo Group is a leader in specialty insurance with a vibrant culture built on respect, equality, wellness and opportunity. We’re an innovative organization that’s small enough to be agile and big enough to make a difference in our industry. Our workplace is continuously evolving to ensure all employees feel:...

About Acrisure: Acrisure is a global Fintech leader that combines the best of humans and high tech to offer multiple financial products and services to millions of businesses and individual clients. We connect clients to solutions that help them protect and grow what matters, including Insurance, Reinsurance, Cyber Services, Mortgage Origination and more. Acrisure employs over 17,000 entrepreneurial colleagues in 21 countries and have grown from $38 million to $4.3 billion in revenue in just over ten years. Our culture is defined by our entrepreneurial spirit and all that comes with it: innovation, client centricity and an indomitable will to win. Job Summary: The Enrollment or Compliance Representative provides a variety of support to Brokers assisting with all questions they may have. Essential Duties and Responsibilities: Performs customer service functions by answering broker requests and questions by telephone, email or occasionally in person Performs...

We’re thrilled that you are interested in joining us here at the Amynta Group! This is a long-term position with strong growth potential for the right candidate. The Compliance Specialist will work directly with the Director of Regulatory Compliance to support oversight and administration of regulatory and corporate compliance for our internal staff and insurance company clients. Assist Account Management staff and compliance team with monitoring and researching existing and new state insurance regulations and legislative developments, including insurance premium tax and insurance company reporting requirements Direct related compliance activity for staff and clients Interact directly with internal staff and clients on regulatory matters Perform ad-hoc projects and tasks for the Director of Regulatory Compliance. The Amynta Group (the “ Company ”) is committed to a policy of Equal Employment Opportunity and will not discriminate against an applicant or employee on the...

About the role. We are seeking a Surplus Lines Compliance Specialist with a strong attention to detail, analytical mindset, and a passion for regulatory compliance. This role is responsible for ensuring adherence to surplus lines premium reporting, tax filings, and regulatory requirements while supporting efficient and accurate compliance processes. The position requires collaboration with internal teams, regulatory bodies, and carrier partners to maintain seamless operations and compliance. This is a dynamic opportunity for a proactive professional to drive compliance initiatives and enhance process automation within a growing organization. The Surplus Lines Compliance Analyst supports PURE Programs, LLC, a Managing General Underwriter within the PURE Group of Insurance Companies. What you’ll do. The Surplus Lines Compliance Specialist will oversee PURE Programs’ countrywide surplus lines premium reporting, filing, and tax payments. Key responsibilities include:...

About the role Reporting directly to the Compliance Manager, this Surplus Lines Compliance Analyst position is responsible for surplus lines carrier reporting for various states which includes reconciliations, review and analysis.  There will also be system testing where you will write and execute test plans for our internal reporting system, SLFS. This role is responsible for Reviewing transactions that are identified as exceptions to determine the root cause and to facilitate the necessary corrective action. Validating surplus lines licenses and confirming they are eligible for use in the various underwriting systems. Communicating with various state departments of insurance or other regulatory agencies regarding any inquiries related to the carriers. Managing a group mailbox that handles customer service type questions and requests for all things surplus lines related from both internal and external parties. Documentation of requirements for any changes to...

As a team member in the Finance department at Nationwide, the opportunities are endless! You can grow and learn in diverse areas across many disciplines such as Advanced Analytics, Investments, Actuarial, Accounting, Risk Management, Critical Business Advisor, Internal Audit, and so much more. Let Nationwide help create your career journey! At Nationwide®, “on your side” goes beyond just words. Our customers are at the center of everything we do and we’re looking for associates who are passionate about delivering extraordinary care. Internal Comp Grade is F3 Key Functions of the role include: -Planning and reviewing operational control testing -Assist with process design and identifying key risks and controls throughout AFS -Help establish automation efforts to streamline the risk and control review process -Assist with the transition of the Risk and Control Matrix (RaCM) inventory to a new application The ideal candidate:  -Has experience with Risks and Controls -Able to...

Description Summary: The Insurance Compliance and Risk Spec - Sr serves as the technical expert and primary source of compliance support and advice to the line of business for general or complex issues related to a regulation or a series of regulations and the potential risks impacting a line of business. The role will serve as a similar expert and source of compliance support in the areas of vendor management, licensing, contracting, and risk management. Duties & Responsibilities: Provides advice and serves as subject matter expert on regulations or series of regulations to the business. Participates and attends meetings of teams in order to enhance effectiveness and advise on impact of regulations and other risks which may influence business practices. Identifies needs for, establishes, and maintains policies, procedures and workflow that are influenced by regulations in area of expertise. Exercises...